FINRA Fingerprinting

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FINRA Fingerprinting

QuikStamp Delivers Swift and Secure Electronic Fingerprint Submissions (EFS) Directly to FINRA

At QuikStamp, we specialize in seamlessly collecting and securely transmitting fingerprints directly to FINRA (Financial Industry Regulatory Authority). Our cutting-edge electronic process empowers broker-dealer firms by ensuring they can track and access results in a lightning-fast 48 hours or less.

Our Electronic Fingerprint Submissions not only enhance the quality of prints but also substantially reduce rejection rates, all while unwaveringly adhering to FINRA’s stringent rules and regulations.

Important things to know before Scheduling your appointment.

Electronic Transmission: If you require your fingerprints to be electronically transmitted to the relevant authorities or agencies, please inform us. We have the capabilities to facilitate this process securely and efficiently.

Paperwork: It’s essential to bring any paperwork or documentation that you have received related to the fingerprinting process. This paperwork may include specific instructions or requirements, and having it on hand will help ensure a smooth and accurate fingerprinting procedure.

Data Transmission to FBI: When you provide your personal information during the fingerprinting process, rest assured that this information is securely transmitted directly to the Federal Bureau of Investigation (FBI). This ensures the proper processing and handling of your fingerprint data in compliance with all relevant regulations and security standards.

In summary, these details highlight the importance of proper identification, communication of your preferences, and the secure handling of your fingerprint data during the fingerprinting process to meet your specific needs and legal requirements.

The QuikStamp Advantage:
  1. State-of-the-Art Technology: We harness the latest technology and employ highly-trained fingerprint technicians to provide applicants with the most efficient and accurate fingerprinting experience available.

  2. Convenient 24-Hour Mobile Service: Our commitment to your convenience is unwavering. We offer a 24-hour mobile service, bringing our state-of-the-art Live Scan equipment to your preferred location, whether it’s your home, office, or any other place you designate.

QuikStamp takes pride in setting new standards for efficiency, quality, and compliance within the realm of fingerprint submissions. With us, you can be confident that your fingerprinting needs are met with precision, speed, and professionalism.

Why Choose Us?

Speed

Our use of electronic submissions propels our service into the fast lane, directly routing your documents to FINRA and bypassing traditional postal delays. This efficiency not only saves time but ensures your submissions reach the FBI quickly for immediate processing.

Cost-Effectiveness

With electronic fingerprinting, you'll enjoy the absence of postage fees and benefit from reduced FINRA processing costs. The superior image quality means fewer re-submissions, saving your firm significant expenses.

Superior Image Quality

Electronic fingerprinting shines in its ability to drastically reduce the rate of unreadable submissions. Thanks to our high-definition electronic captures, the fingerprints we submit are clear and precise, minimizing the risk of errors.

Unmatched Efficiency

Benefit from our 10+ years of live scan expertise and FBI-approved processing. We offer: Fast, secure FINRA application handling Dedicated support and customized solutions Flexible billing/payment options.

FINRA Facilitates Fingerprint Transactions for Regulatory Compliance

FINRA plays a crucial role in processing fingerprint transactions, which firms initiate on behalf of their associated persons. These associated persons, working within FINRA-regulated firms, are bound by the fingerprinting requirements outlined in Rule 17(f)(2) of the Securities and Exchange Act of 1934.

According to this rule, fingerprint submissions must adhere to one of two methods

  1. Traditional Submission: Firms have the option to submit hard copy fingerprint cards directly to FINRA.

  2. Electronic Submission: Alternatively, firms can opt for a more efficient and streamlined approach by submitting fingerprint information electronically through FINRA’s Electronic Fingerprint Submission (EFS) Program.

It’s important to note that this fingerprinting process must be initiated within a 30-day timeframe after the submission of a U4 form to FINRA. Failure to do so necessitates the suspension of business activities for the employee or officer until the process is complete, ensuring full regulatory compliance.

 

FINRA Facilitates Fingerprint Transactions for Regulatory Compliance

The FINRA Process

4 Easy, simple steps to get started

At QuikStamp, your comfort and convenience are at the forefront of our mission. We are dedicated to offering a seamless and efficient fingerprinting experience that caters to your specific needs, regardless of your location within our extensive service areas. Our commitment extends beyond just providing a service; we strive to ensure that every interaction with QuikStamp is hassle-free, accommodating, and tailored to meet the unique requirements of our clients. Trust us to handle your fingerprinting needs with the utmost care and professionalism, making the process as smooth and straightforward as possible.

STEP 1

We are pleased to inform you that QuikStamp has been duly appointed as your authorized fingerprint agent for FINRA-related processes. Our role is to ensure a seamless and efficient fingerprinting experience as you pursue your Broker-Dealer requirements. To facilitate this process, we kindly request that you have the Broker-Dealer EFS Participant Agreement prepared and available at the time of your scheduled appointment.

STEP 2

To schedule your appointment for either your firm or individual needs, please don’t hesitate to get in touch with QuikStamp at 302-659-7555 or via email at info@QuikStamp.com. To ensure a swift and efficient appointment setup, kindly have your firm’s CRD Number, Firm Name, and Full Address readily available. We look forward to assisting you promptly.

STEP 3

Unlock the utmost convenience when obtaining Live Scan electronic fingerprints, available at your discretion. Whether you prefer the comfort of your own office, the familiarity of your home, or any location that suits your needs, QuikStamp is here to make the process seamlessly accessible to you. Our commitment to your convenience means you don’t have to travel or disrupt your schedule. Simply choose the location that best suits you, and we’ll bring our state-of-the-art Live Scan electronic fingerprinting technology to you.

STEP 4

We facilitate the efficient reception of electronic submissions, managing the intricate EFS (Electronic Fingerprint Submission) processing and seamless transmission to FINRA. Thanks to this streamlined approach, you can anticipate having your results available on the FINRA-CRD (Central Registration Depository) in an impressively short span of just 48 hours.

Our fingerprinting process is designed with your convenience in mind. Whether you prefer to be fingerprinted at your office, home, or any location of your choice within Delaware, Maryland, Pennsylvania, & New Jersey, QuikStamp has you covered.

Here’s what to expect:

  • Effortless Travel: We bring our services directly to your doorstep, eliminating the need for you to travel. Our trained fingerprint technicians will travel to your location, ensuring a hassle-free experience.

  • Quick and Mess-Free: Using a state-of-the-art platen glass scanner, our technicians will scan your prints in a matter of minutes, typically taking about 10 to 15 minutes. No ink, no mess, and no fuss.

  • Comfortable Setup: During the process, our technician is typically seated while you stand alongside them. This arrangement ensures a positive, minimally disruptive experience, making the entire process as smooth and comfortable as possible.

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